RFC 2938
Network Working Group G. Klyne
Request for Comments: 2938 Content Technologies
Updates: RFC 2533 L. Masinter
Category: Standards Track AT&T
September 2000
Identifying Composite Media Features
Status of this Memo
This document specifies an Internet standards track protocol for the
Internet community, and requests discussion and suggestions for
improvements. Please refer to the current edition of the "Internet
Official Protocol Standards" (STD 1) for the standardization state
and status of this protocol. Distribution of this memo is unlimited.
Copyright Notice
Copyright (C) The Internet Society (2000). All Rights Reserved.
Abstract
In RFC 2533, an expression format is presented for describing media
feature capabilities as a combination of simple media feature tags.
This document describes an abbreviated format for a composite media
feature set, based upon a hash of the feature expression describing
that composite.
Table of Contents
1. Introduction ................................................2
1.1 Organization of this document ...............................2
1.2 Terminology and document conventions ........................2
2. Motivation and goals ........................................3
3. Composite feature representation ............................4
3.1 Feature set hashed reference format .........................5
3.1.1 Hash value calculation ......................................6
3.1.2 Base-32 value representation ................................7
3.2 Resolving feature set identifiers ...........................8
3.2.1 Query protocol ..............................................8
3.2.2 Inline feature set details ..................................9
4. Examples ...................................................10
5. Internationalization Considerations ........................12
6. Security Considerations ....................................13
7. Acknowledgements ...........................................13
8. References .................................................13
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9. Authors' Addresses .........................................15
10. Appendix A: The birthday paradox ...........................16
11. Full Copyright Statement ...................................18
1. Introduction
In "A Syntax for Describing Media Feature Sets" [1], an expression
format is presented for describing media feature capabilities as a
combination of simple media feature tags [2].
This document proposes an abbreviated format for a composite media
feature set, based upon a hash of the feature expression describing
that composite.
This memo extends and builds upon the expression syntax described in
RFC 2533 [1], and it is assumed that the reader is familiar with the
interpretation of feature set expressions described there.
1.1 Organization of this document
Section 2 sets out some of the background and goals for feature set
references.
Section 3 presents a syntax for feature set references, and describes
how they are related to feature set expressions.
1.2 Terminology and document conventions
This section defines a number of terms and other document
conventions, which are used with specific meaning in this memo. The
terms are listed in alphabetical order.
dereference
the act of replacing a feature set reference with its
corresponding feature set expression. Also called
"resolution".
feature set
some set of media features described by a media feature
assertion, as described in "A Syntax for Describing Media
Feature Sets" [1]. (See that memo for a more formal
definition of this term.)
feature set expression
a string that describes some feature set, formulated
according to the rules in "A Syntax for Describing Media
feature sets" [1] (and possibly extended by other
specifications).
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feature set reference
a brief construct that references some feature set. (See
also: "dereference".)
feature set tag
a name that conforms to the syntax of a feature tag [2] that
is used to denote a feature set rather than a single
feature.
resolution
(See "dereference").
This specification uses syntax notation and conventions described
in RFC 2234, "Augmented BNF for Syntax Specifications: ABNF" [3].
NOTE: Comments like this provide additional nonessential
information about the rationale behind this document. Such
information is not needed for building a conformant
implementation, but may help those who wish to understand the
design in greater depth.
2. Motivation and goals
The range of media feature capabilities of a message handling system
can be quite extensive, and the corresponding feature set expression
[1] can reach a significant size.
A requirement has been identified to allow recurring feature sets to
be identified by a single reference value, which can be combined with
other elements in a feature set expression. It is anticipated that
mechanisms will be provided that allow the recipient of such a
feature set reference to discover the corresponding feature set
expression, but any such mechanism is beyond the scope of this
specification.
Thus, the goals for this proposal are:
o to provide an abbreviated form for referencing an arbitrary
feature set expression.
o the meaning of (i.e., the corresponding feature set expression) a
feature set reference should be independent of any particular
mechanism that may be used to dereference it.
o to be able to verify whether a given feature set expression
corresponds to some feature set reference without having to
perform an explicit dereferencing operation (i.e., without
incurring additional network traffic).
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o for protocol processors that conform to RFC 2533 [1] to be able to
sensibly handle a feature set reference without explicit knowledge
of its meaning (i.e., the introduction of feature set references
should not break existing feature expression processors). That
is, the applicable interpretation and processing rules of RFC 2533
[1] apply equally to expressions containing feature set
references.
NOTE: This proposal does not attempt to address the "override"
or "default" problem. (Where a feature set may be referenced and
selectively modified.)
Some circumstances in which such an abbreviated form might be used
include:
o A media feature expression that contains a repeated sub-
expression. If the sub-expression is quite large, space can be
saved by writing it out once, then using the abbreviated form to
reference it.
o A capability that is common to a range of devices, such as a given
class of fax machine where are large number of feature tags are
involved, but only a small number of common feature sets. If the
recipient understands, or can discover, that some abbreviation
stands for a given feature set then feature expression size can be
reduced by using the abbreviation.
If feature set abbreviations are used in this way, it may be that
they can be interpreted by a simple table lookup rather than full
feature expression parsing. (Making this useful in practice will
depend on crafting the feature subsets appropriately.)
Examples of such usage are given in section 4 of this memo.
This memo does not specify how a program that receives a feature set
abbreviation should discover the corresponding feature set
expression: see section 3.2.
3. Composite feature representation
This specification hinges on two central ideas:
o the use of auxiliary predicates (introduced in RFC 2533 [1]) to
form the basis of a feature set identifier, and
o the use of a token based on a hash function computed over the
referenced feature set expression.
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A key reason to use a hash function to generate an identifier is to
define a global name space without requiring a central naming
authority. New feature set tags can be introduced by any party
following the appropriate rules of formulation, without reference to
any centralized authority.
Local resolution services may be needed to map feature set tags to
their corresponding feature set expressions, but these are not able
to vary the meaning of any given tag. Failure of a resolution
service to return the correct expression is detectable by a calling
application, which should reject any incorrect value supplied.
NOTE: where a feature set reference is used, its meaning is
defined by substitution of the referenced feature expression into
the referencing expression. When all references have been thus
replaced, the result is interpreted as a normal feature
expression.
In particular, if a referenced feature expression contains some
feature tag that is also constrained by the referencing
expression, the constraints are interpreted per RFC 2533 [1],
without regard for their origin. E.g., (using some notation
introduced below):
(& (pix-x=100) (pix-y<=300)
(h.SBB5REAOMHC09CP2GM4V07PQP0) )
where (h.SBB5REAOMHC09CP2GM4V07PQP0) resolves to:
(& (pix-x<=200) (pix-y<=150) )
yields a result equivalent to:
(& (pix-x=100) (pix-y<=150) )
3.1 Feature set hashed reference format
This specification introduces a special form of auxiliary predicate
name with the following syntax:
fname = "h." 1*BASE32DIGIT
BASE32DIGIT = DIGIT
/ "A" / "B" / "C" / "D" / "E" / "F" / "G" / "H"
/ "I" / "J" / "K" / "L" / "M" / "N" / "O" / "P"
/ "Q" / "R" / "S" / "T" / "U" / "V"
The sequence of base-32 digits represents the value of a hash
function calculated over the corresponding feature set expression
(see following sections). Note that the above syntax allows upper-
or lower-case letters for base-32 digits (per RFC 2234 [3]).
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Thus, within a feature set expression, a hashed feature set reference
would have the following form:
(h.123456789abcdefghijklmnopq)
3.1.1 Hash value calculation
The hash value is calculated using the MD5 algorithm [6] over the
text of the referenced feature set expression subjected to certain
normalizations. The feature expression must conform to the syntax
given for 'filter' in RFC 2533 [1]:
filter = "(" filtercomp ")" *( ";" parameter )
The steps for calculating a hash value are:
1. Whitespace normalization: all spaces, CR, LF, TAB and any other
layout control characters that may be embedded in the feature
expression string, other than those contained within quoted
strings, are removed (or ignored for the purpose of hash value
computation).
2. Case normalization: all lower case letters in the feature
expression, other than those contained within quoted strings, are
converted to upper case. That is, unquoted characters with US-
ASCII values 97 to 122 (decimal) are changed to corresponding
characters in the range 65 to 90.
3. Hash computation: the MD5 algorithm, described in RFC 1321 [6], is
applied to the normalized feature expression string (represented
as a sequence of octets containing US-ASCII character codes; see
also section 5).
The result obtained in step 3 is a 128-bit (16 octet) value that
is converted to a base-32 representation to form the feature set
reference.
NOTE: under some circumstances, removal of ALL whitespace may
result in an invalid feature expression string. This should not
be a problem as this is done only for the purpose of calculating
a hash value, and significantly different feature expressions are
expected to differ in ways other than their whitespace.
NOTE: case normalization is deemed appropriate since feature tag
and token matching is case insensitive.
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3.1.2 Base-32 value representation
RFC 1321 [6] describes how to calculate an MD5 hash value that is a
sequence of 16 octets. This is then required to be coded as a base-
32 value, which is a sequence of base-32 digit characters.
Each successive character in a base-32 value represents 5 successive
bits of the underlying octet sequence. Thus, each group of 8
characters represents a sequence of 5 octets (40 bits):
1 2 3
01234567 89012345 67890123 45678901 23456789
+--------+--------+--------+--------+--------+
|< 1 >< 2| >< 3 ><|.4 >< 5.|>< 6 ><.|7 >< 8 >|
+--------+--------+--------+--------+--------+
<===> 8th character
<====> 7th character
<===> 6th character
<====> 5th character
<====> 4th character
<===> 3rd character
<====> 2nd character
<===> 1st character
The value (i.e. sequence of bits) represented by each base-32 digit
character is indicated by the following table:
"0" 0 "A" 10 "K" 20 "U" 30
"1" 1 "B" 11 "L" 21 "V" 31
"2" 2 "C" 12 "M" 22
"3" 3 "D" 13 "N" 23
"4" 4 "E" 14 "O" 24
"5" 5 "F" 15 "P" 25
"6" 6 "G" 16 "Q" 26
"7" 7 "H" 17 "R" 27
"8" 8 "I" 18 "S" 28
"9" 9 "J" 19 "T" 29
When encoding a base-32 value, each full group of 5 octets is
represented by a sequence of 8 characters indicated above. If a
group of less than 5 octets remain after this, they are encoded using
as many additional characters as may be needed: 1, 2, 3 or 4 octets
are encoded by 2, 4, 5 or 7 characters respectively. Any spare bits
represented by the base-32 digit characters are selected to be zero.
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When decoding a base-32 value, the reverse mapping is applied: each
full group of 8 characters codes a sequence of 5 octets. A final
group of 2, 4, 5 or 7 characters codes a sequence of 1, 2, 3 or 4
octets respectively. Any spare bits represented by the final group
of characters are discarded.
Thus, for a 128-bit (16 octet) MD5 hash value, the first 15 octets
are coded as 24 base 32 digit characters, and the final octet is
coded by two characters.
NOTE: Base64 representation (per MIME [4]) would be more compact
(21 rather than 26 characters for the MD5 128-bit hash value),
but an auxiliary predicate name is defined (by [1]) to have the
same syntax as a feature tag, and the feature tag matching rules
(per [2]) state that feature tag matching is case insensitive.
Base36 representation was considered (i.e., using all letters
"A"-"Z") but was not used because this would require extended
precision multiplication and division operations to encode and
decode the hash values.
3.2 Resolving feature set identifiers
This memo does not mandate any particular mechanism for dereferencing
a feature set identifier. It is expected that specific dereferencing
mechanisms will be specified for any application or protocol that
uses them.
The following sections describe some ways that feature set
dereferencing information may be incorporated into a feature set
expression. These are based on auxiliary predicate definitions
within a "where" clause [1].
When a hashed feature set reference is used, conformance to the
hashing rules takes precedence over any other determination of the
feature expression. Any expression, however obtained, may not be
substituted for the hash-based reference unless it yields the correct
hash value.
3.2.1 Query protocol
A protocol providing request/response type queries (e.g., HTTP, LDAP,
etc.) might be set up to provide a resolution service.
Thus, a query to a server associated with the capabilities could be
performed on the feature set identifier. The response returned would
be a CONNEG expression; e.g.,
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(h.SBB5REAOMHC09CP2GM4V07PQP0)
where
(h.SBB5REAOMHC09CP2GM4V07PQP0) :- (& (pix-x<=200) (pix-y<=150) )
end
or just:
(& (pix-x<=200) (pix-y<=150) )
This result would be combined with the original expression to
obtain a result not including the hash based predicate.
This process might be further enhanced by using URN resolution
mechanisms (e.g., DNS NAPTR [10]) to discover the resolution
protocol and server.
3.2.2 Inline feature set details
In this case, a reference is resolved by including its definition
inline in an expression.
The feature set expression associated with a reference value may be
specified directly in a "where" clause, using the auxiliary
predicate definition syntax [1]; e.g.,
(& (dpi=100) (h.SBB5REAOMHC09CP2GM4V07PQP0) )
where
(h.SBB5REAOMHC09CP2GM4V07PQP0) :- (& (pix-x<=200) (pix-y<=150) )
end
This form might be used on request (where the request mechanism is
defined by the invoking application protocol), or when the originator
believes the recipient may not understand the reference.
It is an error if the inline feature expression does not yield the
hash value contained in auxiliary predicate name.
NOTE: viewed in isolation, this format does not have any obvious
value, in that the (h.xxx) form of auxiliary predicate could be
replaced by any arbitrary name.
It is anticipated that this form might be used as a follow-up
response in a sequence along the lines of:
A> Capabilities are:
(& (dpi=100) (h.SBB5REAOMHC09CP2GM4V07PQP0) )
B> Do not understand:
(h.SBB5REAOMHC09CP2GM4V07PQP0)
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A> Capabilities are:
(& (dpi=100) (h.SBB5REAOMHC09CP2GM4V07PQP0) )
where
(h.SBB5REAOMHC09CP2GM4V07PQP0) :- (& (pix-x<=200)
(pix-y<=150) )
end
4. Examples
The following are some examples of feature set expressions containing
feature set references:
(& (dpi=100) (h.SBB5REAOMHC09CP2GM4V07PQP0) )
(& (dpi=100) (h.SBB5REAOMHC09CP2GM4V07PQP0) )
where
(h.SBB5REAOMHC09CP2GM4V07PQP0) :-
(& (pix-x<=200) (pix-y<=150) )
end
(h.QGEOPMCF02P09QC016CEPU22FO)
where
(h.QGEOPMCF02P09QC016CEPU22FO) :-
(| (& (ua-media=continuous) (dpi=200) (dpi-xyratio=200/100)
(color=Binary) (paper-size=B4) (image-coding=MH) )
(& (ua-media=continuous) (dpi=200) (dpi-xyratio=200/100)
(color=Binary) (paper-size=B4) (image-coding=MR) )
(& (ua-media=stationery) (dpi=300) (dpi-xyratio=1)
(color=Binary) (paper-size=A4) (image-coding=JBIG) )
(& (ua-media=transparency) (dpi=300) (dpi-xyratio=1)
(color=Binary) (paper-size=A4) (image-coding=JBIG) ) )
end
The following examples are based on Internet fax work, and show how a
feature-hash might be used to express the commonly-used features. A
form of Internet fax system that is expected to be quite common is a
so-called "simple mode" system, whose capabilities are described by
the following feature expression:
(& (image-file-structure=TIFF-minimal)
(MRC-mode=0)
(color=Binary)
(image-coding=MH) (MRC-mode=0)
(| (& (dpi=204) (dpi-xyratio=[204/98,204/196]) )
(& (dpi=200) (dpi-xyratio=[200/100,1]) ) )
(size-x<=2150/254)
(paper-size=A4)
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(ua-media=stationery) )
This might be expressed by the hash-based feature set identifier:
(h.MSB955PVIRT1QOHET9AJT5JM3O)
The following example describes capabilities of a full-color
Internet fax system. Note a number of feature values are
applicable in common with '(color=grey)' and '(color=full)':
(& (image-file-structure=TIFF)
(MRC-mode=0)
(| (& (color=Binary)
(image-coding=[MH,MR,MMR])
(| (& (dpi=204) (dpi-xyratio=[204/98,204/196]) )
(& (dpi=200) (dpi-xyratio=[200/100,1]) )
(& (dpi=300) (dpi-xyratio=1) ) ) )
(& (color=grey)
(image-coding=JPEG)
(image-coding-constraint=JPEG-T4E)
(color-levels<=256)
(color-space=CIELAB)
(color-illuminant=D50)
(CIELAB-L-min>=0)
(CIELAB-L-max<=100)
(dpi=[100,200,300]) (dpi-xyratio=1) )
(& (color=full)
(image-coding=JPEG)
(image-coding-constraint=JPEG-T4E)
(color-subsampling=["1:1:1","4:1:1"])
(color-levels<=16777216)
(color-space=CIELAB)
(color-illuminant=D50)
(CIELAB-L-min>=0)
(CIELAB-L-max<=100)
(CIELAB-a-min>=-85)
(CIELAB-a-max<=85)
(CIELAB-b-min>=-75)
(CIELAB-b-max<=125)
(dpi=[100,200,300]) (dpi-xyratio=1) ) )
(size-x<=2150/254)
(paper-size=[letter,A4,B4]) )
(ua-media=stationery) )
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Separating out the common capabilities yields:
(& (image-file-structure=TIFF)
(MRC-mode=0)
(| (& (color=Binary)
(image-coding=[MH,MR,MMR])
(| (& (dpi=204) (dpi-xyratio=[204/98,204/196]) )
(& (dpi=200) (dpi-xyratio=[200/100,1]) )
(& (dpi=300) (dpi-xyratio=1) ) ) )
(& (color=grey)
(color-levels<=256)
(h.QVSEM8V2LMJ8VOR7V682J7079O) )
(& (color=full)
(color-subsampling=["1:1:1","4:1:1"])
(color-levels<=16777216)
(CIELAB-a-min>=-85)
(CIELAB-a-max<=85)
(CIELAB-b-min>=-75)
(CIELAB-b-max<=125)
(h.QVSEM8V2LMJ8VOR7V682J7079O) ) )
(size-x<=2150/254)
(paper-size=[letter,A4,B4]) )
(ua-media=stationery) )
where
(h.QVSEM8V2LMJ8VOR7V682J7079O) :-
(& (image-coding=JPEG)
(image-coding-constraint=JPEG-T4E)
(color-space=CIELAB)
(color-illuminant=D50)
(CIELAB-L-min>=0)
(CIELAB-L-max<=100)
(dpi=[100,200,300]) (dpi-xyratio=1) )
end
5. Internationalization Considerations
Feature set expressions and URI strings are currently defined to
consist of only characters from the US-ASCII repertoire [1,5]; under
these circumstances this specification is not impacted by
internationalization considerations (other than any already
applicable to URIs [5]).
But, if future revisions of the feature set syntax permit non-US-
ASCII characters (e.g. within quoted strings), then some canonical
representation must be defined for the purposes of calculating hash
values. One choice might be to use a UTF-8 equivalent representation
as the basis for calculating the feature set hash. Another choice
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might be to leave this as an application protocol issue (but this
could lead to non-interoperable feature sets between different
protocols).
Another conceivable issue is that of up-casing the feature expression
in preparation for computing a hash value. This does not apply to
the content of strings so is not likely to be an issue. But if
changes are made that do permit non-US-ASCII characters in feature
tags or token strings, consideration must be given to properly
defining how case conversion is to be performed.
6. Security Considerations
For the most part, security considerations are the same as those that
apply for capability identification in general [1,2,9].
A possible added consideration is that use of a specific feature set
identifier may reveal more information about a system than is
necessary for a transaction at hand.
7. Acknowledgements
Ideas here have been improved by early discussions with Martin
Duerst, Al Gilman and Ted Hardie. Useful suggestions for improvement
were provided by Maurizio Codogno.
8. References
[1] Klyne, G., "A Syntax for Describing Media Feature Sets", RFC
2533, March 1999.
[2] Mutz, A. and T. Hardie, "Media Feature Tag Registration
Procedure", RFC 2506, March 1999.
[3] Crocker, D. and P. Overell, "Augmented BNF for Syntax
Specifications: ABNF", RFC 2234, November 1997.
[4] Freed, N. and N. Borenstein, "Multipurpose Internet Mail
Extensions (MIME) Part 1: Format of Internet message bodies",
RFC 2045, November 1996.
[5] Berners-Lee, T., Fielding, R. and L. Masinter, "Uniform Resource
Identifiers (URI): Generic Syntax", RFC 2396, August 1998.
[6] Rivest, R., "The MD5 Message-Digest Algorithm", RFC 1321, April
1992.
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[7] "Applied Cryptography"
Bruce Schneier
John Wiley and Sons, 1996 (second edition)
ISBN 0-471-12845-7 (cloth)
ISBN 0-471-11709-9 (paper)
[8] Klyne, G., "Protocol-independent Content Negotiation Framework",
RFC 2703, September 1999.
[9] "Numerical Recipes"
William H Press, Brian P Flannery, Saul A Teukolski and
William T Vetterling
Cambridge University Press (1986)
ISBN 0 521 30811 9
(The Gamma function approximation is presented in chapter 6 on
"Special Functions". There have been several later editions of
this book published, so the chapter reference may change.)
[10] Daniel, R. and M. Mealling, "Resolution of Uniform Resource
Identifiers using the Domain Name System", RFC 2168, June 1997.
[11] Java source code of feature set matching algorithm, with feature
set hash computation option. Linked from
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9. Authors' Addresses
Graham Klyne
Content Technologies Ltd.
1220 Parkview,
Arlington Business Park
Theale
Reading, RG7 4SA
United Kingdom
Phone: +44 118 930 1300
Fax: +44 118 930 1301
EMail: GK@ACM.ORG
Larry Masinter
AT&T Labs
75 Willow Road
Menlo Park, CA 94025
Phone: +1-650-463-7059
EMail: LMM@acm.org
http://larry.masinter.net
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10. Appendix A: The birthday paradox
NOTE: this entire section is commentary, and does not affect the
feature set reference specification in any way.
The use of a hash value to represent an arbitrary feature set is
based on a presumption that no two distinct feature sets will yield
the same hash value.
There is a small but distinct possibility that two different feature
sets will indeed yield the same hash value.
We assume that the 128-bit hash function distributes hash values for
feature sets, even those with very small differences, randomly and
evenly through the range of 2^128 (approximately 3*10^38) possible
values. This is a fundamental property of a good digest algorithm
like MD5. Thus, the chance that any two distinct feature set
expressions yield the same hash is less than 1 in 10^38. This is
negligible when compared with, say, the probability that a receiving
system will fail having received data conforming to a negotiated
feature set.
But when the number of distinct feature sets in circulation
increases, the probability of repeating a hash value increases
surprisingly. This is illustrated by the "birthday paradox": given
a random collection of just 23 people, there is a greater than even
chance that there exists some pair with the same birthday. This
topic is discussed further in sections 7.4 and 7.5 of Bruce
Schneier's "Applied Cryptography" [7].
The table below shows the "birthday paradox" probabilities that at
least one pair of feature sets has the same hash value for different
numbers of feature sets in use.
Number of feature Probability of two
sets in use sets with the same
hash value
1 0
2 3E-39
10 1E-37
1E3 1E-33
1E6 1E-27
1E9 1E-21
1E12 1E-15
1E15 1E-9
1E18 1E-3
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The above probability computations are approximate, being
performed using logarithms of a Gamma function
approximation by Lanczos [9]. The probability formula is
'P=1-(m!/((m-n)! m^n))', where 'm' is the total number of
possible hash values (2^128) and 'n' is the number of
feature sets in use.
If original feature set expressions are generated manually, or only
in response to some manually constrained process, the total number
of feature sets in circulation is likely to remain very small in
relation to the total number of possible hash values.
The outcome of all this is: assuming that the feature sets are
manually generated, even taking account of the birthday paradox
effect, the probability of incorrectly identifying a feature set
using a hash value is still negligibly small when compared with
other possible failure modes.
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11. Full Copyright Statement
Copyright (C) The Internet Society (2000). All Rights Reserved.
This document and translations of it may be copied and furnished to
others, and derivative works that comment on or otherwise explain it
or assist in its implementation may be prepared, copied, published
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Klyne & Masinter Standards Track [Page 18]